KATRIN Tightens the Net around the Elusive Sterile Neutrino

The KATRIN experiment has searched for signs of a fourth type of neutrino, that could reveal new physics beyond the Standard Model. No signal was found, tightening the constraints on one of the most debated puzzles in neutrino research.

Neutrinos, though nearly invisible, are among the most numerous matter particles in the universe, yet they rarely interact with matter. The Standard Model of physics recognizes three types, but the discovery of neutrino oscillations revealed they have mass and can change identity while propagating. For decades, puzzling experimental anomalies have suggested the presence of a fourth, sterile neutrino, one that interacts even more weakly. Finding it would transform researchers’ understanding of particle physics.

The KATRIN experiment. From left to right, the rear wall and electron gun, the windowless gaseous tritium source, the transport and pumping section, the pre- and main spectrometers and the focal-plane detector in which the electrons are detected and counted.

In a new study, published in Nature, the KATRIN collaboration —which includes Carnegie Mellon University researchers — presents the most precise direct search for sterile neutrinos through measurements of tritium beta decay.

The KATRIN (Karlsruhe Tritium Neutrino) experiment, built to determine the neutrino mass, measures the energy spectrum of electrons emitted in the beta decay of tritium, an unstable hydrogen isotope. In this process, the energy carried away by the neutrino subtly shapes the detected electron spectrum. If an additional sterile neutrino existed, it would occasionally be emitted in the decay, producing a distinct distortion, or “kink”, in the electron energy spectrum. KATRIN, located at the Karlsruhe Institute of Technology in Germany, is a large experiment extending over 70 meters. It is comprised of three main components: a high-luminosity windowless gaseous tritium source that emits electrons, a high-resolution spectrometer system that measures their energy and a detector that counts them. Since 2019, KATRIN has measured the tritium beta decay spectrum with unmatched precision, looking for small deviations, especially the characteristic kink expected from a sterile neutrino.

The new Nature publication presents the most sensitive search to date for sterile neutrinos using the beta decay of tritium. KATRIN collected 36 million electrons over 259 days from 2019 to 2021 and compared them to a beta decay model, reaching measurement accuracy of less than one percent. No sign of a sterile neutrino was found. The result excludes a large region of parameter space suggested by earlier anomalies: small but significant deficits observed in reactor-neutrino and gallium-source experiments that had hinted at a fourth neutrino state. It also fully rules out the Neutrino-4 experiment claim, which had reported evidence for such a signal. With an excellent signal-to-background ratio ensuring that almost all detected electrons come from tritium beta decay, KATRIN achieves a remarkably clean measurement of the spectral shape. In contrast to oscillation experiments, which study how neutrinos change flavor after traveling some distance, KATRIN probes the energy distribution at the point of creation. Relying on distinct detection methods, the two approaches complement each other and jointly deliver a powerful test that disfavors the sterile-neutrino hypothesis.

“Our new result is fully complementary to reactor experiments such as STEREO,” said Thierry Lasserre from the Max-Planck-Institut für Kernphysik in Heidelberg, who led the analysis. “While reactor experiments are most sensitive to sterile–active mass splittings below a few eV², KATRIN explores the range from a few to several hundred eV². Together, the two approaches now consistently rule out light sterile neutrinos that would noticeably mix with the known neutrino types.”

KATRIN’s new data (black) largely rule out the sterile-neutrino hints suggested by earlier reactor and gallium anomalies.

With data collection continuing through 2025, KATRIN’s sensitivity will further increase, enabling even more stringent searches for light sterile neutrinos.

“By the completion of data taking in 2025, KATRIN will have recorded more than 220 million electrons in the region of interest, increasing the statistics by over a factor of six,” said KATRIN co-spokesperson Kathrin Valerius from KIT. “This will allow us to push the boundaries of precision and probe mixing angles below the present limits.”

Diana Parno, Falco-DeBenedetti associate professor of physics at Carnegie Mellon, is the U.S. spokesperson for KATRIN and has been a member of the experiment since 2011. She joined Carnegie Mellon in 2017, and she and her group members provide analysis and simulation for the experiment.

“With our carefully built, high-performance beamline and our unprecedented ability to explore backgrounds and systematic uncertainties, KATRIN is at the cutting edge of precision beta-decay experiments,” Parno said. “It’s tremendously exciting that our data set allows us to illuminate the sterile-neutrino puzzle."

In 2026, the KATRIN experiment will be upgraded with the TRISTAN detector, capable of recording the full tritium beta decay spectrum with unprecedented statistics. By bypassing the main spectrometer and measuring electron energies directly, TRISTAN will be able to explore much higher sterile-neutrino masses.

“This next-generation setup will open a new window into the keV-mass range, where sterile neutrinos might even form the Universe’s dark matter,” said co-spokesperson Susanne Mertens from the Max-Planck-Institut für Kernphysik.